Corporate Governance

Assertio is committed to conducting its business in accordance with all legal and regulatory requirements and with the highest standards of ethical behavior. To this end, the company has developed a code of conduct to serve as a guide for all company employees and directors to help ensure lawful and ethical conduct.

Title	Documents	Date
Code of Conduct	Add Files Code of Conduct 251.3 KB	Nov 09, 2018
Shareholder Communication Procedures	Add Files Shareholder Communication Procedures 70.7 KB	Aug 15, 2018
Accounting, Audit and Internal Control Complaints and Concerns Procedures	Add Files Accounting, Audit and Internal Control Complaints and Concerns Procedures 89.2 KB	Aug 15, 2018
Executive Clawback Compensation Policy	Add Files Executive Clawback Compensation Policy 65.3 KB	Nov 09, 2018
Corporate Governance Guidelines	Add Files Corporate Governance Guidelines 110.2 KB	Nov 09, 2018
Corporate Responsibility Statement	Add Files Corporate Responsibility Statement 67 KB

The company's Board of Directors establishes overall company policies and standards as well as reviews the performance of management. To facilitate this process, the Board has formed four oversight committees, each with a charter that outlines the roles and responsibilities of the committee. The committee charters are provided below.

Title	Documents	Date
Nominating and Corporate Governance Committee Charter	Add Files Nominating and Corporate Governance Committee Charter 105.2 KB	Aug 19, 2020
Compensation Committee Charter	Add Files Compensation Committee Charter 96.2 KB	Aug 19, 2020
Audit Committee Charter	Add Files Audit Committee Charter 156.9 KB	Aug 19, 2020
Opioid Matter Oversight Committee Charter	Add Files Opioid Matter Oversight Committee Charter 63.1 KB	Aug 15, 2018

	Audit Committee	Compensation Committee	Nominating and Corporate Governance Committee
Arthur J. Higgins*
Timothy P. Walbert		Compensation Committee
Andrea Heslin Smiley	Audit Committee		Nominating and Corporate Governance Committee
Heather L. Mason	Audit Committee	Compensation Committee
William T. McKee	Audit Committee	Compensation Committee
Todd N. Smith*
Peter D. Staple	Audit Committee		Nominating and Corporate Governance Committee
James L. Tyree		Compensation Committee	Nominating and Corporate Governance Committee
David E. Wheadon			Nominating and Corporate Governance Committee

= Chairperson = Member * = Observer Rights

Note: Does not include Opioid Oversight Committee which will remain at Assertio Therapeutics, Inc. Members of the Assertio Holdings board will be able to attend.

Corporate Governance

Code of Conduct

Shareholder Communication Procedures

Accounting, Audit and Internal Control Complaints and Concerns Procedures

Executive Clawback Compensation Policy

Corporate Governance Guidelines

Corporate Responsibility Statement

Nominating and Corporate Governance Committee Charter

Compensation Committee Charter

Audit Committee Charter

Opioid Matter Oversight Committee Charter